Broadridge Wealth Management

We have been positioned as a Leader and a Star Performer in the Everest Group Wealth Management Products PEAK Matrix Assessment 2024. This recognition highlights our significant year-over-year growth, innovation, and commitment to delivering exceptional value. From expanding product functionality to enhancing consulting and support services, we're driving the future of wealth management technology. Thank you to our clients and team for making this possible. Here's to continued innovation and success. http://spklr.io/6046LqYm #Innovation #WealthManagement #Leadership

Overwhelmed by the Department of Labor’s fiduciary standard requirements? Our Fiduciary Focus Toolkit streamlines compliance, reducing liability and combining best-in-class guidelines and reporting tools to drive superior client outcomes. Ensure your firm stays compliant with documentation, oversight, and client communication requirements. Take your fiduciary practice to the next level. http://spklr.io/6045xHhX #DOLCompliance #AssetManagementInsights #IRARollover #WealthManagement

Alternative investments are no longer confined to the ultra-wealthy, but myths still linger and create barriers for new investors. Insights from Alicia Rich, our Head of Client and Advisor Digital Enablement, in The Fintech Times, explore how fintech is expanding accessibility while addressing the complexities advisors face—like high minimums, long tie-up periods, and transparency challenges. Discover how these evolving solutions are reshaping the investment landscape and empowering advisors to better serve diverse client needs. http://spklr.io/6040IYEy

Streamline tax reporting with a comprehensive, end-to-end cost-basis solution. Our collaboration with Apex Silver delivers a fully integrated cost-basis and tax information reporting platform. Unlock increased processing speeds and fewer errors. http://spklr.io/6040IcfY

Our Global Asset Servicing Platform integrates data management, tax, corporate actions, and more into one streamlined solution. Drive efficiency and reduce risk with our modular design. Scale as you go. http://spklr.io/6043IjvR

72% of firms are prioritizing investments in AI, yet over half are held back by security and privacy concerns. Wondering how to adopt AI safely and which processes to prioritize? Join our expert panel as we explore: - The key decisions behind successful AI implementation - How to upskill teams and foster innovation - Steps to take to thrive in an AI-driven future Reserve your spot now. http://spklr.io/6047Iz7t #WealthManagement #ArtificalIntelligence

Four global class action complexities firms must plan for: 1. Multiple securities per settlement 2. Frequent corporate actions 3. Sophisticated and novel securities 4. Intricate calculations Christi Cannon shares more in Asset Servicing Times’ “Class Action Special.” Find out how studying complicated cases can help you maximize future asset recoveries: http://spklr.io/6048Iz7Q

As 2024 draws to a close, our focus remains sharp with 11 settlement deadlines approaching before the New Year. This December, our Global Class Actions team is gearing up for a significant $162.6 million in settlements across 11 securities class actions and regulatory fair funds in the US and Canada. Each year, financial institutions leave billions of settlement dollars unclaimed. Are you maximizing your recovery? Contact us for more information. http://spklr.io/6044Iyga

Confidently demonstrate your commitment to your clients' best interests with our Accredited Investment Fiduciary (AIF) Training. This course equips professionals with the tools and knowledge to provide exceptional value to their clients. Join an elite group of financial professionals and register for an upcoming class now. http://spklr.io/6044annA #AssetManagementInsights #Fiduciary #FinancialAdvisors

Big Tech faces increasing scrutiny as class actions proliferate globally, highlighting critical societal and regulatory concerns. Christi Cannon, our VP, Global Class Actions, explored this issue on recent panels at the Global Legal Group conference in Lisbon, discussing: - The rise in data and privacy-based claims in mature jurisdictions like the US and emerging ones like Portugal. - How these legal battles underscore broad societal implications, affecting how companies handle consumer data. - The evolving regulatory landscape and its impact on businesses worldwide. Understanding these dynamics is crucial for navigating the complex legal environment surrounding Big Tech's data practices. http://spklr.io/6049IEFl