Broadridge Capital Markets and Banking

At the FIA Expo in Chicago, Dan Smalley, Global Head of Business Development, Derivatives, shared his insights with John Lothian News on how we are building a more resilient and innovative ecosystem for our clients by investing in technologies and partnerships. Discover how these advancements can empower your business. http://spklr.io/6044I72I

Trip Chong, our Head of International Business Development for Global Class Actions, talks to Global Custodian about the evolving trends reshaping the securities litigation landscape, including broader litigation opportunities, globalization of investment, and advancement in technology, and asks, how can custodians keep up to speed? Our solutions provide firms with robust tools to navigate securities litigation efficiently, maximizing recovery while minimizing risk. Equip your firm to excel in this evolving landscape. http://spklr.io/6046IfTC #Custodian #ClassActions #SecuritiesLitigation

Our DLR solution was highlighted as a leading example of blockchain's practical applications in traditional finance by Forbes in an article about the transformative impact of blockchain and AI technologies on the cryptocurrency and financial industries. This conversation underscores DLR’s role in driving cost reductions by eliminating intermediaries and manual processes. Read the article here: http://spklr.io/6047IfTU

Regulations like Europe’s Digital Operational Resilience Act and Hong Kong’s OR-2 are reshaping how organizations approach resilience in today’s interconnected landscape To enhance operational resilience, firms should develop a strategic plan incorporating frequent business continuity drills and streamlined foundational processes for technology adoption. Learn how industry leaders shared strategies at our recent Hong Kong Client Forum to navigate these changes and stay ahead. http://spklr.io/6049I0TS

First Abu Dhabi Bank (FAB) has partnered with us to expand securities lending across the UAE and Middle East, enhancing its global fixed income and equities coverage. "The commitment of both FAB and Broadridge to bring innovative products and solutions to market and to simplifying and innovating trading," said Darren Crowther, our Head of Securities Finance and Collateral Management. "This collaboration caters for the growing demand for securities lending and borrowing within the Middle East and is aligned both with local regulatory needs and with international best practices." Together, we are meeting rising demand with solutions aligned to regional and international best practices. http://spklr.io/6047IYBB #SecuritiesLending #MiddleEastFinance #Innovation

We’re proud to have contributed to the groundbreaking proof-of-concept (PoC) for the Regulated Settlement Network, an interoperable settlement network for multi-asset and cross-network transactions involving tokenized central and commercial bank deposits, U.S. Treasury securities, and other regulated assets. The PoC tested how simultaneous and coordinated 24/7 settlement capabilities could be achieved for multi-asset and cross-network transactions. The findings strengthen the notion that shared ledger solutions like our DLR platform can seamlessly integrate across multiple financial systems, delivering the transparency and efficiency essential for modern market participants. Read the announcement and business, technical, and legal findings: http://spklr.io/6040IPco

We are pleased to be featured in Futures & Options World discussing the crucial steps toward global regulatory alignment in transaction reporting. Carl Hovland, our VP Operations, data and enterprise solutions APAC, sheds light on areas of concern, including: • How regulatory updates are streamlining global reporting practices • The role of convergence in creating a unified financial ecosystem • Our proactive expansion to include upcoming regimes in Hong Kong and Canada Read the article to stay informed on the latest developments in regulatory reporting. http://spklr.io/6049IzA7

To gain a competitive edge, advanced trading capabilities with multi-asset class options in your OMS are vital. Our latest insights explore how FCMs optimize operations by consolidating OMS through multi-asset solutions: - Multi-asset strategies thrived post-2008 crisis and MiFID II - Target date funds reached $3.5 trillion in assets by 2023 - Cross-asset platforms enhance trader insights A cross-asset approach offers diverse risk exposures, keeping you ahead. Modular, API-based integration ensures flexibility. Explore the article here: http://spklr.io/6047xeFd #CapitalMarkets

Earlier this month, at the Singapore Fintech Festival, German Soto Sanchez provided insights on our launch of ClearFi and explained how we are assisting financial intermediaries in navigating both current and emerging disclosure regulations within the digital asset space. He also shared highlights from our presentation to a distinguished panel of regulators at the International Organization of Securities Commissions. Learn how we provide digital asset clarity here. http://spklr.io/6041xv9P

What a great few days at the FIA Futures & Options Expo. We enjoyed connecting with industry leaders and innovators, discussing the future of derivatives markets. Conversations centered around "Safe and Responsible Innovation," highlighting the balance between accelerating technological advancements—like cloud migrations and AI innovations—and ensuring security, operational resilience, and regulatory compliance in this evolving landscape. Thank you to everyone who stopped by to chat, share insights, and explore solutions with us. Events like these are a testament to the power of collaboration in driving our industry forward.