Maxim Group LLC

Join us for our 2025 Mining Conference: Mining & Supplying Critical Minerals & Precious Metals This event is intended for Institutions and members of M-Vest only. To attend, sign up to become an M-Vest member: https://lnkd.in/e72azpgc Tate Sullivan, CFA Senior Research Analyst at Maxim Group, hosts virtual conversations with companies to identify future trends in mining and supplying critical minerals and precious metals. We believe the U.S. presidential inauguration on January 20th will start changes in how mining & processing companies supply critical minerals to different countries, including China and the U.S. Read more at: https://lnkd.in/e72azpgc 5E Advanced Materials, Inc. (FEAM) Austin Gold Corp (AUST) Caledonia Mining (CMCL) Canada Nickel Company Inc. (TSXV:CNC) Contango ORE, Inc. (CTGO) CoTec Holdings (TSXV:CTH) Dolly Varden Silver Corp. (TSXV:DV) EMX Royalty Corporation (EMX) Gold Royalty Corp. (NYSE: GROY) Luca Mining Corp. (TSXV:LUCA) The Metals Company (TMC) Perpetua Resources Corp. (PPTA) Stardust Power, Inc. Inc. (SDST) Ur-Energy Inc. (URG) Western Copper and Gold (WRN)

Quoin Pharmaceuticals (QNRX) Announces Pricing of $6.8 Million Public Offering. Maxim Group LLC is acting as sole placement agent for the offering. Read the full press release: https://lnkd.in/eChkCFKp Eric Cheng, Robert Solomon, Stephen Polsinelli, Sam Teller

Please email: rep@maximgrp.com To receive: Maxim Group - Morning Minutes / Maxim Group - Equity Research Cellectar Biosciences, Inc. (CLRB) covered by Jason McCarthy, Ph.D., Michael Okunewitch Mesoblast Limited (MESO) covered by Jason McCarthy, Ph.D., Michael Okunewitch Roadzen, Inc. (RDZN) covered by Allen Klee, CFA Vivani Medical, Inc. (VANI) covered by Naz Rahman, CFA, Jason McCarthy, Ph.D. Visit https://buff.ly/4ehPTR6 for important disclosures.

Over the past 30 days, Maxim Group acted as Lead Underwriter, Placement Agent and Advisor on 13 transactions, raising a total of over $100 million in gross proceeds and advising on $150M in M+A value across various sectors and deal types. Among these, 7 were all-common transactions, reflecting our continued ability to deliver flexible and strategic capital solutions. Our leadership in these capital markets is stronger than ever. Thank you to our clients for your continued trust, and here's to building even greater success together in 2025!

Please email: rep@maximgrp.com To receive: Maxim Group - Morning Minutes / Maxim Group - Equity Research NIP Group. (NIPG) covered by Jack Vander Aarde TruGolf Holdings, Inc. (TRUG) covered by Jack Vander Aarde ABM Industries Incorporated (ABM) covered by Tate Sullivan electroCore, Inc. (ECOR) covered by Anthony Vendetti MetaVia Inc. (MTVA) covered by Jason McCarthy, Ph.D., Michael Okunewitch Visit https://buff.ly/4ehPTR6 for important disclosures.

SEALSQ (LAES) SEALSQ Announces Pricing of $25.0 Million Registered Direct Offering Priced Above Market Under NASDAQ Rules Read the full press release: https://lnkd.in/ekwXUYmG Chris Avery, Sam Teller

SEALSQ (LAES) Announces Pricing of $10.0 Million Registered Direct Offering Priced Above Market Under NASDAQ Rules. Maxim Group LLC is acting as the sole placement agent for the Offering. Read the full press release: https://lnkd.in/euNR5KiX Chris Avery, Sam Teller

Meet with our Capital Markets team during the 2025 JPM Healthcare Conference. Anthony Citriniti, Sean Carmody

Please email: rep@maximgrp.com To receive: Maxim Group - Morning Minutes / Maxim Group - Equity Research BioHarvest Sciences Inc. (BHST) covered by Anthony Vendetti Unusual Machines, Inc. (UMAC) covered by Matthew Galinko HeartSciences (NASDAQ:HSCS), Inc. (HSCS) covered by Allen Klee, CFA The Lovesac Company (LOVE) covered by Tom Forte, CFA Silexion Therapeutics Corp (SLXN) covered by Naz Rahman, CFA, Jason McCarthy, Ph.D. Visit https://buff.ly/4ehPTR6 for important disclosures.

Meet with our Research team during the 2025 JPM Healthcare Conference. Anthony Vendetti, Jason McCarthy, Ph.D., Naz Rahman, Michael Okunewitch