COMPLY

🎉 Ending this year the right way...with a Cleveland-style holiday celebration! 🎉 A huge thank you to the team that makes #OneCOMPLY possible. You bring your best selves to work each and every day and make #LifeAtCOMPLY that much better. #ClevelandRocks but #TeamCOMPLY rocks even more!

2025 will be a pivotal year for FCA-authorised firms. The FCA's increasing focus on consumer protection, sustainability, and more will require firms to adapt their business practices to meet these evolving requirements. That's where COMPLY's UK Consulting Services can help, offering a range of services to ensure your firm stays compliant and competitive. Services include: ☑️ Full initial review of compliance manual and policies and procedures ☑️ Comprehensive compliance monitoring program ☑️ Annual compliance training for all staff ☑️ Expert guidance on FCA applications and information requests ☑️ And much more Learn more about our UK Consulting Services: https://lnkd.in/eAri9QbU #FCA #COMPLYwithConfidence

What’s in store for 2025? The experts here at COMPLY have a few predictions. 💡 In this guide, we provide unparalleled insights into what we believe will impact the entire industry, as well as predictions specific to broker-dealer firms like yours. This is a "must have" to help your firm get ahead. Prepare for 2025 now, and download your copy: https://lnkd.in/eqzT364H #COMPLYwithConfidence

"As part of the U.K.’s ongoing efforts to develop a regulatory regime for the crypto sector, the Financial Conduct Authority is consulting on proposed registration, disclosure and conduct rules. The FCA issued a discussion paper today seeking feedback on rules for guarding against market abuse in the sector, including proposals for strong internal controls, and information sharing among registered crypto trading platforms to detect and address suspected abuse." Read more: https://lnkd.in/e-6kyzC6 #FCA #CryptoNews #COMPLYwithConfidence

Ready to take control of your compliance education journey in 2025? The 2025 COMPLY Education Course Calendar provides a full view of all events and courses so that you can plan your year of compliance education. From becoming an IACCP® designee, completing the IA Core Compliance program, or continuing your education and so much more, we've got you covered. Download your copy: https://lnkd.in/exZRXbKy #IAA #COMPLYwithConfidence

We may not have a crystal ball, but we know 2025 will bring new challenges, regulatory scrutiny, and compliance conundrums. The time to prepare is now! To help you navigate the year ahead, we’ve gathered some of our most popular guides: ☑️ Gifts & Entertainment Compliance ☑️ How to Prepare for Upcoming SEC Exams ☑️ COMPLY’s 2025 IAR CE Guide Prepare for 2025 now, and read more: https://lnkd.in/e5pVPfBM #COMPLYwithConfidence

What a week for team COMPLY! 🎉 A quick recap of the last few days: ☑️ CEO Michael J. Stanton and other COMPLY team members visited clients and prospects to learn about UK regulatory challenges. ☑️ We sat with GRC expert and pundit Michael Rasmussen for insights into RegTech issues impacting global financial services organizations. ☑️ From London to New York City, COMPLY team members came together to celebrate an amazing year of collaboration and connection. Next up on the COMPLY world tour? Our Cleveland team! #COMPLYwithConfidence #LifeAtCOMPLY

In 2025, compliance will become more complex as firms are tasked with navigating new regulations and mitigating new risks. Firms need compliance partners who address these unique challenges in a comprehensive way. The #RegTech100's latest list recognizes the biggest disruptors and market leaders in regulatory technology, and #COMPLY made the list! Download the list to hear from our Chief Regulatory Services Officer Jamila Abston Mayfield and Chief Product Officer David Bliss about how COMPLY is transforming regulatory compliance, and find out who else made the list. Get the list: https://lnkd.in/gWS2xBY

Thank you for your kind words and insights! It was a pleasure discussing the evolving compliance and RegTech landscape with you. We're particularly proud of our ongoing innovations in the space and continually finding new ways to further support firms. We look forward to continuing to help firms maintain the highest standards of compliance and continuing the conversation. #RegTech #COMPLYwithConfidence

The 8th annual #RegTech100 list for 2025 was just announced to highlight the top tech innovators transforming regulatory, compliance and risk management processes in financial services. #RegTech Some of the leading companies on the list include (1/3): 4CRisk.ai Yo McDonald; ACA Group Kristen Mooney; ACTICO Angelika Lange Thomas Knöpfler; AiPrise Chaitanya Sarda; Alessa Nick Richard; Arctic Intelligence Anthony Quinn; Ascent Robb Verna; The Armadillo Group Ltd Emmanuel Cohen; Cascade Declan OhAnnrachain Littler Maciej Waloszyk; COMPLY Jamila Abston Mayfield David Bliss Jess Smith; Consilient Laurence Hamilton; Corlytics Elaine Mullan; Comply Exchange Ltd David Marley Evelyn Wright; CUBE Ben Richmond Jana Christel Perlet; DLT Apps Santosh Reyes (Mahagaonkar); Encompass Corporation Natalie Saint;