ACA Group

🌟 Looking back with gratitude, looking forward with purpose. Let’s celebrate the achievements and partnerships that inspire us to keep striving for excellence. This holiday season, we reflect on an extraordinary year of growth and collaboration. In this special video from our CEO Patrick Olson, he reflects on our appreciation and excitement for the opportunities 2025 will bring. Together, we will continue to raise the bar for innovation and impact. From all of us at ACA, we want to thank our clients and industry partners for your trust and commitment in making 2024 a resounding success! We wish you and your loved ones a season filled with peace, joy, and a New Year full of possibilities!

💡 Need internal approval to attend the 2025 ACA Conference? We’ve got you covered. Our customizable justification letter makes it simple to show why this investment benefits your team and your firm. Join us April 30 – May 2, 2025, at the Waldorf Astoria Orlando and elevate your firm’s strategy. Visit our conference website to download your justification template and learn more: https://hubs.ly/Q0305dJ80 #GRC #CCOs #financialservices

Our Pittsburgh Office has a long-standing tradition of participating in the WILL ALLEN FOUNDATION Holiday Giving event. This year was no exception with our team stepping up to wrap gifts and assist students with their holiday shopping. 🎄 The heartwarming event brought together children from the Boys & Girls Clubs of Western Pennsylvania and Clairton City School District, empowering them to give back to their families during the holiday season. Jennifer Wells, Consultant from our Managed Services team shared “Every year, this event reminds me of the power of small acts of kindness. It’s a privilege to help make the holidays special for so many.” Thank you to all our employees who've volunteered to make this season brighter in your community. Here’s to a season of giving, gratitude, and community! Learn more about ACA's values here: https://hubs.ly/Q030fyfv0 #ACAGivesBack #OneACA

🚨 Attention Broker-Dealers: Opt-In for FINRA’s Remote Inspections Pilot Program! The deadline to join Pilot Year 2 (2025) is approaching fast and you don’t want to miss this opportunity to streamline your compliance process. Opt into the program by December 27, 2024, via FINRA Gateway. Why You Should Act Now: ✅ Simplified Opt-In: A smoother process than Year 1 ✅ Cost Savings: Conduct streamlined inspections remotely and reduce travel expenses ✅ Stay Ahead: Future-proof your operations for the evolving compliance landscape Important Details 📌 Firms not participating must conduct onsite inspections 📌 Participation requires compliance with Rule 3110.18 for the Pilot Year 📌 Once enrolled, your firm continues automatically in subsequent years unless opted out Reach out to us for more details on how to opt in and the advantages of participating: https://hubs.ly/Q030f19B0 #FINRA #RemoteInspections #ComplianceLeadership #BrokerDealers

✨ Are your compliance practices ready to shine in the new year? Mock exams aren’t just a year-end exercise, they’re an investment in your firm’s resilience, reputation, and readiness. Mock exams can help your firm align with specific regulatory priorities: 📊 SEC: Marketing Rule performance audits 🔍 FCA: Consumer Duty outcomes 🔒 DFSA & FSRA: AML and operational resilience A tailored approach ensures your firm is ready for 2025. Read our blog to explore how mock exams can strengthen your compliance framework: https://hubs.ly/Q030fn9C0 #mockexams #complianceprograms #regulatoryreadiness

The SEC’s 2025 priorities emphasize private funds’ use of debt and credit lines, including NAV loans. While NAV lending offers liquidity, it also raises: ❓ Pressures on valuation accuracy of assets pledged as collateral ❓ Conflicts of interest for fund managers ❓ Additional requirements for investor disclosures Explore our analysis to learn how to mitigate risks and strengthen compliance frameworks: https://hubs.ly/Q0301VYY0 #privatefunds #investmentadvisers #NAVleding #ACAinsights

Planning to enter the UK or EU financial markets? From the UK’s global financial hub to the EU’s integrated cross-border ecosystem, the opportunities for growth are immense. Our guide walks you through: 💡 Key considerations for entering these regions 🔍 Product or fund strategies tailored to your goals 📏 Essential steps for regulatory alignment Access and start charting your path to expansion today: https://hubs.ly/Q02_VT890 #launchgrowprotect #crossborder #financialsevices

Today, the Office of Management & Budget (OMB) released their Fall 2024 Regulatory Flexibility (Reg Flex) Agenda. Here are some key updates: ✔ Predictive Data Analytics Rule: Re-proposal expected in December 2024 ✔ Customer Identification Rule: Set for adoption in March 2025 ✔ Outsourcing Rule: Adoption planned for April 2025 ✔ Safeguarding Rule: Deferred for re-proposal in April 2025 ✔ Advisers Act Rules on ESG & Cybersecurity: Adoption slated for Fall 2025 Publication of the Reg Flex agenda reminds us that the SEC is an independent regulatory agency with an ongoing program of work mandated by Congress. The real surprise in this agenda is the SEC's plan to re-propose the Predictive Data Analytics Rule this month, allowing the current Commissioners to share what they have learned from the public comments on the original proposal and how their views have evolved. Read the full agenda to understand what’s ahead here: https://lnkd.in/gdwVEGzD Ensure you are subscribed to receive ACA alerts to stay up to date on how regulatory changes can impact your firm: https://hubs.ly/Q02_-tqT0 #SEC #compliance #GRC #ACAinsights

🎁 📝 Checking your list twice? So are regulators. Find out if your surveillance and monitoring practices are "naughty" or "nice". As we close out 2024, don’t miss the opportunity to assess. Are your practices: ✅ Unified and dynamic? ✅ Covering all communication channels? ✅ Proactive in addressing behavioral risks? Our blog breaks down the “naughty” pitfalls to avoid and the “nice” habits that will set your firm up for success in 2025. Keep reading: https://hubs.ly/Q02_YGr_0 #surveillance #complianceprograms #ACAinsights

Starting December 31, 2025, Outsourced Chief Investment Officer (OCIO) firms managing portfolios for asset owners must comply with updated requirements from the CFA Institute. From new disclosure rules to mandated composite structures, these changes bring both challenges and opportunities for firms. Now is the time to reassess your compliance approach to ensure alignment with the new standards. Learn more about the changes and how to adapt: https://hubs.ly/Q02_RFvf0 #investmentperformance #OCIO #performancereporting #ACAinsights