🚨 Attention Broker-Dealers: Opt-In for FINRA’s Remote Inspections Pilot Program! The deadline to join Pilot Year 2 (2025) is approaching fast and you don’t want to miss this opportunity to streamline your compliance process. Opt into the program by December 27, 2024, via FINRA Gateway. Why You Should Act Now: ✅ Simplified Opt-In: A smoother process than Year 1 ✅ Cost Savings: Conduct streamlined inspections remotely and reduce travel expenses ✅ Stay Ahead: Future-proof your operations for the evolving compliance landscape Important Details 📌 Firms not participating must conduct onsite inspections 📌 Participation requires compliance with Rule 3110.18 for the Pilot Year 📌 Once enrolled, your firm continues automatically in subsequent years unless opted out Reach out to us for more details on how to opt in and the advantages of participating: https://hubs.ly/Q030f19B0 #FINRA #RemoteInspections #ComplianceLeadership #BrokerDealers
