View articles by Carmen Lelli

History of the Short Sale Rules

July 15, 2021

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The Gamestop Trading Scandal

April 15, 2021

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FINRA’s Move On Inter- Dealer Quotation…

November 16, 2020

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The Shift From Regulation to Enforcement

October 2, 2020

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Out With Reg AT and In With Electronic…

September 1, 2020

The Debate Over Reg NMS II

July 21, 2020

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Taking Advantage of a Crisis

June 11, 2020

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COVID-19 Impact on Consolidated Audit Trail…

April 16, 2020

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Reducing Regulation

February 28, 2020

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Black Tuesday: The Crash of 1929

December 2, 2019

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SEC Drops the hammer on Exchanges over CAT!

October 24, 2019

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