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❓ Qadvisor's Question of the Week: How does the fed cutting rates affect the market? Draft a newsletter for my clients with this information. Read the full response here: https://lnkd.in/gpvPS_sp Have any questions you'd like to ask? Let us know in the comments! #AI #Fintech #Qdeck #Qadvisor #Wealthmanagement #Tech #CFP #CFA #Financialadvisor #AIChat #Finance #GPT

FinTech Global FS Regulatory Round-up - w/e 22 March 2024 - Lexology: In this regular post, we round-up FinTech-related financial services regulatory developments for the week ending 22 March 2024.

NEW: In today’s world, regulatory measures are deeply integrated into the life cycle of all financial institutions, be it in insurance, banking, or asset management. The UK has long been recognised as a global thought leader in financial regulation, so it is no surprise that both the Financial Conduct Authority and the Bank of England have been proactive in their approach to technological innovation. Our new report 'UK Regtech | Success Stories', authored by Dr Sian Lewin, showcases the benefits of RegTech by presenting successful examples of implementation which have helped UK firms to cut compliance costs, be more efficient, and save time and resources. We believe that RegTech's adoption can enhance the competitiveness of the UK financial services sector and make it a safer and stronger place to do business. Download the full report now: https://lnkd.in/eWUBQmht With thanks to Diana Paredes (Suade Labs), Richard Maton (Aperio Strategy), Dr. Henry Balani (Encompass Corporation), Dr. Devraj Basu (University of Strathclyde), Resistant AI, Habito, TransferLab - Powering Your Global Payments, Complyfirst, Bloom Money, IDVerse - An OCR Labs Company, Brooklands Fund Management Limited, Leo RegTech, Simmons & Simmons, and RiskSmart.

Thank you City of London Corporation for featuring IDVerse - An OCR Labs Company & Bloom Money 😀 - Better efficacy in identity verification for Bloom Money’s   target customers ✅ - Increased speed of ID checks and removal of need for manual  review due to inaccuracy ✅ - Streamlined onboarding process and increased trust in the App ✅ Adam Desmond Jo Schofield Nina Mohanty 🚀 Dan James #IDV #IdentityVerification #payments #fintech #paymentsinnovation

"We believe that #RegTech's adoption can enhance the #competitiveness of the UK #financialservices sector and make it a #safer and #stronger place to do business." Great article Sian Lewin 👏🏼👏🏼👏🏼 I'm a big advocate for improved technology. By leveraging advanced technologies such as AI, machine learning, and blockchain, regtech enables financial institutions to finally begin to adopt "real-time" #complianceriskmanagement practices - strengthening #consumerprotection by enabling better "early warning" #detection of fraudulent activities and #complexnetworks. In addition, the positive impact of a reduction in the #costofcompliance and complexities associated with manual compliance, and a streamlined supporting team with more experienced #skillsets, is improved overall efficiency of the #riskmanagementframework. As the UK 🇬🇧 continues to embrace #digitaltransformation in financial services, regtech plays a crucial role in maintaining a secure and transparent financial ecosystem.

FinScan, an Innovative Systems solution, has launched one of the compliance industry’s first financial instrument screening solutions, FinScan Securities. Harnessing the latest technology that uses securities data from leading providers and FinScan’s proprietary, AI-powered matching engine, FinScan Securities helps capital markets players tackle the growing problem of investors holding financial interests in sanctioned companies. The solution ensures compliance with the latest regulations and prepares organizations for future regulatory changes. FinScan Securities eliminates the need for organizations to take the time-consuming and expensive approach of developing an in-house, custom-built solution to screen securities for sanctioned companies.

TabbFORUM announces the TabbFORUM NOVA awards for 2024, honoring top innovators across the financial markets. Innovators are where technology intersects with finance and capital markets, investment are not only directed at improving traditional processes but also at inventing new products and ways of competing. The NOVA awards recognizes 40 leaders in innovation and 10 more making strides that are worthy of attention. Overbond is a part of the 10 noteworthy leaders, as Overbond, a market leader in fixed-income analytics, can produce post-trade execution reports that highlight the performance criteria required to automate and enhance bond trading execution in real-time. It also models the most precise pre-trade best executable price and liquidity score per CUSIP/ISIN. Trading expenses can be dramatically reduced by using Overbond’s suite of algorithms Read more here: https://lnkd.in/dSkbDSJq #FixedIncome #Trading #CorporateBonds #Bonds #ArtificialIntelligence #AI #BondTrading #QuantitativeAnalysis #Fintech #FinancialTechnology #CapitalMarkets #Investing #DebtCapitalMarkets #FinancialInnovation #MarketData #BondMarket #FinanceTech #RiskManagement #AssetManagement #FixedIncome #Trading #CorporateBonds #bonds #QuantitativeAnalysis

JUST NOW: Overbond is the WINNER of TradingTech Insight, from A-Team Group 2024 AWARDS for BEST SMART ORDER ROUTER among Top 12 SOR technology providers: Bloomberg, Broadridge, FlexTrade, Instinet Incorporated, LIST LSEG TORA, MarketAxess, Quod Financial, smartTrade Technologies trade, Charles River Development, Trading Technologies To achieve best execution, the Overbond automated process uses AI algorithms to analyze multiple factors such as price, liquidity, speed and likelihood of exectuion. Overbond collaborated with partners from both the buy-side and sell-side to create the new SOR system, which features AI-enhanced routing logic and allocates trades across multiple electronic trading venues and counterparties, based on price and liquidity, to achieve the best execution while minimising trading costs. Thank you to A-Team Group for this incredible recognition! Read more here: https://lnkd.in/gWHphDas #FixedIncome #Trading #CorporateBonds #Bonds #ArtificialIntelligence #AI #BondTrading #QuantitativeAnalysis #Fintech #FinancialTechnology #CapitalMarkets #Investing #DebtCapitalMarkets #FinancialInnovation #MarketData #BondMarket #FinanceTech #RiskManagement #AssetManagement #FixedIncome #Trading #CorporateBonds #bonds #QuantitativeAnalysis

💡 𝗨𝗻𝗱𝗲𝗿𝘀𝘁𝗮𝗻𝗱𝗶𝗻𝗴 𝗠𝗮𝗿𝗸𝗲𝘁 𝗜𝗻𝘁𝗲𝗿𝗺𝗲𝗱𝗶𝗮𝗿𝗶𝗲𝘀 𝗶𝗻 𝘁𝗵𝗲 𝗦𝗲𝗰𝘂𝗿𝗶𝘁𝗶𝗲𝘀 𝗠𝗮𝗿𝗸𝗲𝘁 💡 𝗛𝗲𝗹𝗹𝗼 𝗟𝗶𝗻𝗸𝗲𝗱𝗜𝗻 𝗖𝗼𝗺𝗺𝘂𝗻𝗶𝘁𝘆, Welcome to 𝗣𝗮𝗿𝘁 𝟮𝟰 of our 𝗘𝗾𝘂𝗶𝘁𝘆 𝗥𝗲𝘀𝗲𝗮𝗿𝗰𝗵 𝘀𝗲𝗿𝗶𝗲𝘀. Today, we delve into the 𝗞𝗲𝘆 𝗠𝗮𝗿𝗸𝗲𝘁 𝗜𝗻𝘁𝗲𝗿𝗺𝗲𝗱𝗶𝗮𝗿𝗶𝗲𝘀. Let's get started! 🌟 Market intermediaries play a crucial role in the seamless functioning of the securities market, bridging the gap between buyers and sellers and ensuring the smooth execution of trades. Here's a brief overview of some key market intermediaries: 📊 𝗦𝘁𝗼𝗰𝗸 𝗘𝘅𝗰𝗵𝗮𝗻𝗴𝗲𝘀: Platforms like NSE, BSE, and MSEI facilitate trading of already issued securities through electronic trading terminals, ensuring anonymous order matching and efficient transactions. 🏦 𝗗𝗲𝗽𝗼𝘀𝗶𝘁𝗼𝗿𝗶𝗲𝘀: Institutions like CDSL and NSDL hold securities in electronic form, making it easier for investors to manage their holdings through depository participants (DPs). 👥 𝗗𝗲𝗽𝗼𝘀𝗶𝘁𝗼𝗿𝘆 𝗣𝗮𝗿𝘁𝗶𝗰𝗶𝗽𝗮𝗻𝘁𝘀: Acting as agents of depositories, DPs enable investors to hold and transact in securities in dematerialized form. 𝗧𝗿𝗮𝗱𝗶𝗻𝗴 𝗠𝗲𝗺𝗯𝗲𝗿𝘀: Also known as stockbrokers, they are registered members of a stock exchange who facilitate buy and sell transactions for investors. 🤝 𝗔𝘂𝘁𝗵𝗼𝗿𝗶𝘇𝗲𝗱 𝗣𝗲𝗿𝘀𝗼𝗻𝘀: Appointed by stockbrokers, these individuals or entities extend the reach of brokers by acting as agents, helping investors across the country to access trading services. 🛡️ 𝗖𝘂𝘀𝘁𝗼𝗱𝗶𝗮𝗻𝘀: Responsible for holding and managing securities and funds for large clients like banks, insurance companies, and foreign portfolio investors. 🔄 𝗖𝗹𝗲𝗮𝗿𝗶𝗻𝗴 𝗖𝗼𝗿𝗽𝗼𝗿𝗮𝘁𝗶𝗼𝗻𝘀: These entities guarantee the settlement of all trades executed on stock exchanges, acting as a counterparty to both buyers and sellers to mitigate counterparty risk. 💸 𝗖𝗹𝗲𝗮𝗿𝗶𝗻𝗴 𝗕𝗮𝗻𝗸𝘀: They facilitate the transfer of funds between clearing members and clearing corporations, ensuring that settlement obligations are met timely. 📑 𝗠𝗲𝗿𝗰𝗵𝗮𝗻𝘁 𝗕𝗮𝗻𝗸𝗲𝗿𝘀: These SEBI-registered entities manage the entire issuance process for companies, from structuring instruments to pricing and listing securities on stock exchanges. 📝𝗨𝗻𝗱𝗲𝗿𝘄𝗿𝗶𝘁𝗲𝗿𝘀: They commit to subscribing to any portion of a public offer not bought by investors, providing issuers with assurance and support in the primary market. A huge thank you to Equivaluesearch for this amazing opportunity to share insights into the world of equity research! 🙌 𝗦𝘁𝗮𝘆 𝘁𝘂𝗻𝗲𝗱 𝗳𝗼𝗿 𝗼𝘂𝗿 𝗻𝗲𝘅𝘁 𝗽𝗼𝘀𝘁. 😀 I’m excited to continue this journey with you and look forward to your thoughts and questions. Let’s delve deeper into the world of equity research! 💡 #EquityResearch #Finance #MarketIntermediaries #ResearchFundamentals #FinancialEducation #ResearchAnalyst #MarketInsights  #Equivaluesearch #DMIMS

This is year 2 for this event. The inaugural year was fantastic and this year won't disappoint. Hear from the regulators, compliance and reg tech innovators, and seasoned compliance executives about managing compliance risks in this dynamic and rapidly evolving environment. Regulators, RegTech providers and compliance professionals are creatively innovating and exploring many tools and avenues to manage risk effectively. Can adopting AI and targeted technology be the answer? Financial crime is on the rise and the dependence on technology, including AI, alters the risk profile of a regulated firm. Hear some interesting perspectives and learnings from compliance professionals on managing rapidly evolving risks in this era of accelerated change. Based on last year's event and the current agenda/line up, this will be one of most affordable symposiums you can attend and no doubt that the insights and perspectives some of the most interesting, innovating and informative ones you'll hear. Sign up and decide for yourself. https://lnkd.in/gvC2tXe3