CIBSE Certification Ltd’s Post

🚨 Attention Compliance Officers: Simplify Your Supervision & Inspections Under FINRA Rule 3110 🚨 Are you feeling overwhelmed by the increasing demands of FINRA Rule 3110, especially with the surge in remote work and non-branch locations? We’ve got the solution for you! Introducing a powerful compliance technology package that will streamline your entire supervisory process: 🔹 Hadrius.com – Your go-to platform for comprehensive policy management and automated supervisory workflows. Stay up-to-date with the latest regulatory changes, track employee compliance, and create airtight audit trails – all in one platform. 🔹 Simplix.io – Revolutionize your remote inspections with a fully automated, risk-based inspection platform. Whether home offices or satellite locations, Simplix.io ensures that every area is adequately supervised and documented with minimal effort. 🔹 ComplianceAdmins.com – Leverage expert compliance consulting services that integrate seamlessly with Hadrius and Simplix to optimize your compliance program. We provide tailored solutions to ensure you meet FINRA Rule 3110’s requirements while reducing operational burden. Together, these solutions provide end-to-end coverage: ✅ Automate location identification and classification ✅ Conduct virtual inspections with ease ✅ Monitor remote activities and flag risks in real-time ✅ Create automated audit trails and ensure regulatory adherence Why struggle with manual processes when technology can do the heavy lifting? Stay ahead of compliance challenges while reducing costs and saving time. 💡 Ready to simplify your compliance process? Let’s discuss how this package can help you confidently manage your supervisory responsibilities under FINRA Rule 3110. https://lnkd.in/gCJFsxep #Compliance #FINRARule3110 #Supervision #RegTech #RemoteWork #ComplianceSolutions #ComplianceTechnology #ComplianceOfficers #Hadrius #Simplix #ComplianceAdminsLLC #complianceadmins

The best just got even better. This expansion will enhance your security posture, now allowing ways to deal with vulnerabilities that are not patchable.

taking remediation beyond patch management to help customers further lower risk exposure. Learn more here.

Qualys has expanded its TruRisk Eliminate Platform with the new TruRisk Mitigate and Isolate solutions. These enhancements go beyond traditional patch management, offering even more robust tools to help businesses reduce their risk exposure. #PatchManagement #Remediation #DeRiskYourBusiness

More than 40% of enterprises do not have a formal ITAD strategy in place, according to Foundry data. Establishing an ITAD policy is the first step in mitigating security and compliance risks as well as confronting organizational inefficiencies. Find out the other 6 must-dos to ensure secure ITAD in this article from Iron Mountain Asset Lifecycle Management : http://spr.ly/6044kOiga #itad #itam #alm #assetlifecyclemanagement

Investigations and Case Management have traditionally been a painstaking and daunting manual process due to the many procedural and administrative activities required. While the general principles and methodologies used remain unchanged, each organisation and industry have certain criteria and legal requirements which need to be met for the investigation to be considered legally compliant. With the compliance requirement, increase in volume, and scrutiny placed on these practices ever increasing, the manual approach necessitated change. There are key objectives when conducting an investigation which need to be considered including: 🔹Docket Management including the ability to add Statements, Correspondence and Investigation Diaries (Section A, B and C) 🔹Disciplinary & Prosecution Management 🔹Police Case Management 🔹Investigative Compliance such as Docket 🔹Inspection 🔹Management of Standard Operating 🔹Procedures and Service Level Agreements linked to Investigation Complexity 🔹Informant Handling and Management 🔹Profiling Capability 🔹Work- and Process Flow 🔹Correspondence and Liaison CiiMS Intel, has been designed over 20 years with input from industry experts to set the standard in Investigative Case Management. The application ensures that investigations are completed in line with industry and client specific requirements as CiiMS Intel allows for bespoke configuration. https://lnkd.in/d5keA7xg

Digital Address Verification Facto Technology - Leading BGV Partner helps employers in providing the digital address verification with accurate report which captures Geo-tagging location along with latitude and longitude. And also shares reports with faster turnaround time of 24 to 48 hours. 9353214344/8088236749 vijay.s@factotechnology.com vinitha.v@factotechnology.com Vinitha vinayakVinodhini VinayakVijayKanth SrinivasanDeepika SPreethi B #criminal #court #bgv #services #facto #verification #employer #linkedin #faster #employeeengagement #vendor #services #criminalrecord #lawfirm #backgroundverification #verification #tat #comprehensive #lessercost #Qualitative #Dataaccuracy #Duedeligence #DigitalOnboarding #APIIntegration #delightfulservice #employment #reference #accurate

The business world thrives on connections, but those connections can be a double-edged sword. You need customers, distributors, dealers, suppliers and vendors, but how can you be sure they are who they claim to be? That's where due diligence comes in! What is due diligence? The term Due diligence covers the steps that you take to verify the identity of your customers, distributors, suppliers and vendors and to assess and monitor their credit, supplier, and compliance risks. Why is it so important? • Protection against Financial Loss: Not all deals are created equal. Due diligence helps you avoid customers who might skip out on payments or lack the resources to fulfil their commitments. • Risk Shield: You can be defrauded while dealing with unreliable counterparties. Due diligence helps identify risky counterparties early on, so you can steer clear of them. • Legal Landmines: Regulations are constantly evolving, and compliance is key. Partnering with a non-compliant company can land you in hot water. Due diligence keeps you safe. • Safeguard Your Reputation: Your reputation is gold. Don't risk damaging it by transacting with dodgy counterparties. Due Diligence is essential to identify the bona fides of a business entity and its management How can Rubix Due Diligence help? • Discreet & Trustworthy: We get the intel you need without compromising confidentiality. • Comprehensive Data: Dive deep with info from over 120 sources to understand your counterparty fully. • Cost-Effective: Get high-quality reports at very competitive prices Don't take unnecessary risks! Obtain a Rubix Due Diligence Report before onboarding your next customer, distributor, dealer, or supplier. Email us at info@rubixds.com or please call us at +91-22-4974 4274. . . . . #DueDiligence #RubixDueDiligenceReports #Protection #RiskShield #LegalLandmines

New business connections are vital but can be risky. Do your #DueDiligence before transacting! Avoid financial loss, legal issues & reputational damage. #RubixDueDiligenceReports are discreet, comprehensive & affordable

Lack of privileged access management has led to some of the most high-profile data breaches in the manufacturing industry: https://hubs.ly/Q02MbP-y0 Implement strong privilege controls with Simeio and defend your enterprise. #GetAccessRightNow #privilegedaccess #databreach