Critical audit matters (CAMs) can reveal the most complex areas of an audit. Dennis McGowan, our Vice President of Professional Practice, shares how CAMs support the audit process: https://bit.ly/3TPh1yw #AuditInAction
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Assurance and advisory services is all what the Internal auditors need to do and do it well so as to add value to the management of the organisations they work for.
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There are resources at #auditors’ disposal that can help contextualize reporting and uncover insights. I recommend spending time reviewing the Staff’s Spotlight and consider how you can use findings to increase your firm’s audit quality related to broker-dealer #audits. https://ow.ly/xB4850Sw3J9
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Don’t miss this opportunity to gain valuable insights that can help your organization navigate compliance challenges and improve audit outcomes.
We are pleased to invite you to our upcoming virtual webinar in collaboration with PRIBA, "Independent Testing: The Third Pillar of a Compliance Program—Managing an Effective and Smooth Audit" featuring panelists from Kaufman Rossin, Lianet Cicero, CPA, ACAMS, CRCM and Elzbieta “Ely” Pascual, JM, CPAML. This session is tailored for financial institutions looking to strengthen their compliance frameworks and enhance audit processes. This is an excellent opportunity to gain valuable insights that can help your organization navigate compliance challenges and improve audit outcomes. Register here: https://okt.to/7M8Of5
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The newest #PCAOB Spotlight underscores that firms should take a multifaceted approach to Root Cause Analysis. I took to the #JGAAdvisor to highlight a few important aspects coming through in this April 2024 Spotlight. https://ow.ly/Exw250Rv33C
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With increased regulatory scrutiny and 88% of firms showing deficiencies, it’s more important than ever to ensure your firm is audit-ready. Join our webinar on September 17th at 11:00 AM for insights on managing compliance risks and improving audit quality. #PKFOD #KnowGreaterValue #AuditCompliance #BrokerDealer
Are you prepared for the latest PCAOB audit inspection findings?
cvsoci.al
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With increased regulatory scrutiny and 88% of firms showing deficiencies, it’s more important than ever to ensure your firm is audit-ready. Join our webinar on September 17th at 11:00 AM for insights on managing compliance risks and improving audit quality. #PKFOD #KnowGreaterValue #AuditCompliance #BrokerDealer
Are you prepared for the latest PCAOB audit inspection findings?
cvsoci.al
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With increased regulatory scrutiny and 88% of firms showing deficiencies, it’s more important than ever to ensure your firm is audit-ready. Join our webinar on September 17th at 11:00 AM for insights on managing compliance risks and improving audit quality. #PKFOD #KnowGreaterValue #AuditCompliance #BrokerDealer
Are you prepared for the latest PCAOB audit inspection findings?
cvsoci.al
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With increased regulatory scrutiny and 88% of firms showing deficiencies, it’s more important than ever to ensure your firm is audit-ready. Join our webinar on September 17th at 11:00 AM for insights on managing compliance risks and improving audit quality. #PKFOD #KnowGreaterValue #AuditCompliance #BrokerDealer
Are you prepared for the latest PCAOB audit inspection findings?
cvsoci.al
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With increased regulatory scrutiny and 88% of firms showing deficiencies, it’s more important than ever to ensure your firm is audit-ready. Join our webinar on September 17th at 11:00 AM for insights on managing compliance risks and improving audit quality. #PKFOD #KnowGreaterValue #AuditCompliance #BrokerDealer
Are you prepared for the latest PCAOB audit inspection findings?
cvsoci.al
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-
With increased regulatory scrutiny and 88% of firms showing deficiencies, it’s more important than ever to ensure your firm is audit-ready. Join our webinar on September 17th at 11:00 AM for insights on managing compliance risks and improving audit quality. #PKFOD #KnowGreaterValue #AuditCompliance #BrokerDealer
Are you prepared for the latest PCAOB audit inspection findings?
cvsoci.al
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