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U.S. Securities and Exchange Commission
Financial Services
Washington, DC 145,852 followers
This account expresses the author's views only and not necessarily those of the Commission or other staff.
About us
The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance • Trading and Markets • Investment Management • Enforcement • Risk and Economic Analysis The SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States. Disclaimer: http://ow.ly/5hB230oHjhr
- Website
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http://www.sec.gov
External link for U.S. Securities and Exchange Commission
- Industry
- Financial Services
- Company size
- 1,001-5,000 employees
- Headquarters
- Washington, DC
- Type
- Government Agency
- Specialties
- Financial Services, Federal Government, and Compliance
Locations
Employees at U.S. Securities and Exchange Commission
Updates
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It’s here! Our #SECSmallBiz team just released its latest report detailing how entrepreneurs and investors are building companies together across the country. Explore the data in their FY2024 Annual Report. #CapitalRaising https://lnkd.in/eDrQ-SST
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Today the Office of the Investor Advocate released its report on activities, highlighting the work of the office over the last fiscal year. More: https://lnkd.in/ggc7W-3P
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RISK ALERT 📣 Our Division of Examinations published a Risk Alert describing the exam selection process for municipal advisors and providing a list of the types of documents and information that Division staff may request during an exam. Read the Alert: https://lnkd.in/gbwFvKcC
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Looking for gifts for the small business owners and investors in your life? Give the gift that keeps on giving, educational resources! Our #SECSmallBiz Team has NEW resources and they’re FREE! Check out our newest Building Blocks for later-stage capital raising and small public companies: 🎁 What is a Regulation A offering? https://lnkd.in/gZqNkdMp 🎁 What should companies expect from the SEC's filing review process? https://lnkd.in/gv9FATSj 🎁 What are SEC filer and reporting statuses and how do they affect public company reporting requirements? https://lnkd.in/g7ViYZ8z Visit SEC.gov for the full suite of Capital-Raising Building Blocks and additional resources for small businesses. https://lnkd.in/gv-RrHiZ
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We are seeking the next generation of leaders to join our team! Our SEC Scholars Internship program targets currently enrolled college students to participate in a 10-week internship. We are offering business & legal internship opportunities. The announcements close on Monday, January 6, 2025, at 11:59 pm (ET). Apply today: https://lnkd.in/g7d3X6DK Locations: Atlanta, GA; Boston, MA; Chicago, IL; Denver, CO; Fort Worth, TX; Los Angeles, CA; Miami, FL; New York, NY; Philadelphia, PA; San Francisco, CA; Washington, DC (Students may be permitted to work remotely on a case-by-case basis.) Information Sessions (Online): Thursday, December 5, 2024; 4 - 5 pm (ET) - Register Here: https://lnkd.in/gf2KPj-q Tuesday, December 10, 2024; 2 - 3 pm (ET) - Register Here: https://lnkd.in/gERFNzEW Wednesday, December 18, 2024; 5 - 6 pm (ET) - Register Here: https://lnkd.in/gupU7Ee2 Monday, December 23, 2024; 2 - 3 pm (ET) - Register Here: https://lnkd.in/gzUA27pS
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The SEC’s Office of Minority & Women Inclusion will host monthly “Vendor Outreach Day” meetings for diverse vendors to meet procurement officials, share their capabilities & learn about opportunities. Next Vendor Outreach Day: 12/10 Register by 12/3 Learn more: https://lnkd.in/dYVWK_Ys
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Today, the Division of Examinations published a Risk Alert for registered investment companies that provides exam process insights, includes the types of documents & information typically requested & details exam observations in certain core review areas. https://lnkd.in/gBuC2dFy
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