Compliance Resource, LLC

HMDA-reporting banks spend considerable time in January and February of each year “scrubbing” HMDA data before the March 1st submission date. ✔️ This webinar is designed to get you ready for data submission. 📌 Join us January 9th and ensure accurate, compliant submission - https://hubs.ly/Q030Vwm00 #HMDA #regulatorycompliance #complianceresource #compliance

🤔 We're curious... Let us know the aspect of your job as a compliance officer you find the most challenging! #compliance #regulatorycompliance #complianceresource

Kimberly Boatwright, CAMS, CRCM,FLE is going deep on Section 1071 later this month & you won't want to miss it! Join us to: 🚀 Gain a deeper understanding of Section 1071, its breadth, and how it impacts your institution. 🚀 Explore the all the requirements of the final rule and learn how to obtain the requisite data. 🚀 Get actionable strategies for easing the regulatory burden, ensuring compliance, and making the implementation process as efficient as possible. 🚀 Find out ways to acclimate team members and customers to impending changes in the lending process. 🚀 Come away with a detailed manual that can serve as a handbook long after you’ve completed the webinar. This comprehensive 3-part webinar series begins November 13th! Learn more & RSVP here: https://hubs.li/Q02WPj_40 #Section1071 #compliance #complianceresource #regulatorycompliance

Your institution’s ability to address AML issues hinges on the competency, efficacy, and efficiency of your AML team. Join us and Alice J. Beyer, MBA November 21st to ensure your team is up to the challenge! 💪 📌 Learn more here: https://hubs.li/Q02TS9-p0 #AML #ComplianceResource #AntiMoneyLaundering

Download this FREE Compliance Guide for Senior Management to equip financial institutions with essential knowledge and actionable steps to prepare for Section 1071 compliance. What's Inside: ✏️ A review of the regulation's purpose and implications, including the importance of accurate data collection and reporting. ✏️ An outline of key responsibilities for management, including system upgrades, resource allocation, and training requirements, as well as strategies for mitigating fair lending risks. ✏️ Tips for implementation that institutions can use enhance their compliance frameworks, reduce potential penalties, and foster equitable access to credit for small businesses. Get Your Copy Here: https://hubs.li/Q02SX2PL0 #Section1071 #Compliance #ComplianceResource #FreeGuide #RegulatoryCompliance

Election day is getting closer and closer! 🦅 Regardless of who wins the election, and which party controls the house and senate, change is inevitable...With that in mind, are you concerned that the outcome of the election will lead to significant regulatory changes affecting your bank’s compliance efforts? Let us know below! ✨ #compliance #regulatorycompliance

🚀 Get the lowdown on each of our upcoming training sessions here: https://hubs.li/Q02S1N6K0

Mistakes can happen, even in robust compliance programs, but inaccuracies in Annual Percentage Rate (APR) and Annual Percentage Yield (APY) disclosures can lead to serious consequences.... In this two-hour session, you’ll gain practical knowledge on: ✏️ Mastering the use of the FFIEC calculators for APR and APY accuracy ✏️ Understanding the implications of inaccuracies and how to rectify them ✏️ Exploring the Joint Agency Statement of Policy on restitution for errors Hear from Rebekah Leonard, CRCM in November and learn to navigate the complexities of APR and APY disclosures with confidence! Learn more & sign up to join us here: https://hubs.li/Q02Rdg_80 #regulatorycompliance #compliance #banking #APR/APY #complianceresource

The UDAAP Masterclass with Barbara Boccia, CRCM, MBA, JD is a 3-Part series that dives deep into the who, what, where, when, how and why of Unfair, Deceptive or Abusive Acts and Practices (“UDAAP.”) ✏️ In Part One, you'll learn learn how to stay current with UDAAP and get a more complete understanding of why proper UDAAP risk management is so critical to your institution. ✏️ In Part Two, you'll gain the keys to developing and managing a UDAAP program, including how to develop UDAAP controls, perform a risk assessment, and communicate to the Board. ✏️ In Part Three, you'll focus in on targeted areas of UDAAP risk, including sales practices, marketing, fees, complaints, add-ons, auto servicing, medical financing, overdraft, and more! Part One kicks of October 29th! 📌 Learn more and sign up to attend here: https://hubs.li/Q02Q6r110 #UDAAP #compliance #complianceresource

📢 Hot Off The Press: 2024 (January through August) Regulator Review! This FREE 15-page resource outlines the significant regulatory developments from federal financial regulators so far this year. ✨ Download your copy to take a closer look at regulatory developments and find out how to stay compliant with shifting guidance and regulatory expectations. Get your copy here: https://hubs.li/Q02Prmlx0 #regulatorycompliance #compliance #complianceresource